CT: Legal Malpractice Claims Require Use of Expert Testimony

Celentano v. Grudberg, 76 Conn. App. 119, 818 A.2d 841 (Conn. App. 2003).

CT: Underlying breach of contract claim

Student Contributor: Laura Binski

Facts: The client was a principal and owner of a corporation that operated landfills. The client and the dumping company had entered into a contract in 1985. Specifically, the client believed that the trucks operated by the dumping company were dumping trash at times not allowed in their contract. The client hired the lawyer to represent him in a breach of contract claim against a company that was dumping refuse into the landfills at improper times. Since the 1985 contract contained an arbitration provision, the lawyer strategically decided to institute an action against individuals who were not parties to the contract so that he could gain information through discovery procedures. The lawyer encountered many obstacles and delays, and the arbitration was never completed. The client sued the lawyer for malpractice. The court granted the lawyer summary judgment because the client failed to present expert testimony as to whether the lawyer’s conduct met the standard of care for lawyers doing similar work.

Issue: Were the clients required to present expert testimony to prove their breach of contract claim?

Ruling: Yes. In the absence of an express contract to see the claim through to its conclusion, a lawyer is only liable if his performance fails to comply with the applicable standard of care. If the determination of the standard of care requires knowledge that is beyond the experience of an ordinary fact finder, expert testimony is required. The only exception to the expert testimony rule is when the lawyer’s performance constituted an obvious and gross want of care and skill, or “doing nothing when something was required.” The lawyer in this case did not act with gross want of care or skill because there was considerable evidence at trial regarding the strategies that the lawyer used, the obstacles he encountered, actions that he took, and reasons behind those actions. Thus, the expert testimony exception does not apply here, so the jury would need to hear expert testimony to determine if the lawyer acted with the appropriate standard of care.

Lesson: The rationale behind the expert testimony rule is that “in most cases, determination of an lawyer’s standard of care, which depends on the particular circumstances of the lawyer’s representation, is beyond the experience of the average layperson, including members of the jury and perhaps even the presiding judge.” In addition, a lawyer-client relationship does not include an implied promise to see a case through to conclusion. The fact that the lawyer did not see this case through to its conclusion is not necessarily evidence that he acted with gross disregard of the case while he was representing it.  

VT: Judgmental Immunity for Legal Advice in Unsettled Areas of Law

Roberts v. Chimileski, 820 A.2d 995 (Vt. 2003)

VT: Underlying Real Estate Subdivision; Environmental Law

Student Contributor: Eric B. Kang

Facts: Client, a real estate developer, consulted lawyers about a statute’s permit requirements concerning the subdivision of land into ten or more lots. The language pertinent to client stated that developers subdividing land into lots of any size needed to acquire a permit if they “owned or controlled” the land being subdivided. Lawyers advised client that land sales could still occur legally without a permit if the original owner prepared the subdivision first and then conveyed the lots to client so that client would not “control” the lots during subdivision. This way, the client would cover the costs and handle the preparation of the subdivision plan. At this juncture, the definition of “control” was legally ambiguous. Lawyers did not advise client of the potential illegality of this method of operating (“method”) because they believed they had no duty to advise client of the potential risk because it was too remote and tenuous. Client proceeded to complete over 100 transactions employing the lawyers’ suggested method. Thereafter, the Vermont Environmental Board issued declaratory rulings in cases involving circumstances similar to the method suggested by the lawyers and held that a permit was required because a buyer who manipulated the property before a sale fell within the statute’s definition of “control.” Upon learning of this decision, lawyers advised client that there were serious doubts now raised about the legality of the method. Nevertheless, client proceeded to make another transaction using the method after receiving this information. Thereafter, the State prosecuted client for making illegal subdivisions. Client then sued lawyers for malpractice alleging that they breached the standard of care of a Vermont attorney by failing to research and advise client of the ambiguous meaning of “control” within the statute. After the trial court held for lawyers, client appealed.

Issue: Are lawyers liable for malpractice for speculating in regards to ambiguous language in a statute?

Ruling: No. The court agreed with the trial court, which held that lawyers “could not be held negligent for their participation in the [method] because the definition of ‘control’ was a professional opinion regarding the interpretation of an unsettled area of the law, and they were thus shielded by the ‘judgmental immunity’ doctrine, which protects attorneys from liability for their opinions in areas of unsettled area of law.” Further, once the lawyers found out about the Vermont Environmental Board’s ruling, they advised client about the possible illegality of the method. Although client tried to make the additional argument that lawyers should have advised client about the risky nature of the method due to the unsettled definition of “control,” their argument fails because even after lawyers notified client about the Vermont Environmental Board’s ruling, client proceeded to continue with the unlawful development method.

Lesson: Lawyers are shielded from liability for professional services and opinions unsettled areas of law. Nonetheless, it is prudent to advise the client of the uncertainty of the law and that if client proceeds they may be subject to legal risks.